THE FINANCIAL DISCOVERY GROUP, INC.

A "Fee-Only" Financial Planning and Investment Advisory Firm

Helping People Discover & Realize Their Dreams

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Financial Planning and Investment Advisory Services - Fee Only

NAPFA Members are differentiated in the financial services marketplace by meeting high standards of competency, committing to a fiduciary relationship with clients and offering comprehensive financial advice that is not linked to direct or indirect compensation from financial services and product providers. 

Email us at Advisor@FinancialDiscovery.net

© All Rights Reserved - The Financial Discovery Group, Inc 2000

 

Regulatory Disclosure:
 Financial Discovery is a Securities & Exchange Commission Registered Investment Advisory firm. Advisor does not render or offer to render personalized investment advice or financial planning advice through this medium. This medium is limited to the dissemination of general information on the advisor’s service offerings and provides for an efficient method in which a prospective client may contact the advisor. Advice can only be rendered after the following conditions are met:

1.

Registration of the advisor with the U. S. Securities and Exchange Commission as a Registered Investment Advisor if the advisor has more than $25,000,000 under management. If less than $25,000,000 the advisor is required to be registered with the applicable Secretary of State.

2.

Delivery of a disclosure statement by Advisor to client.

3.

Execution of an Investment Advisory and / or Financial Planning agreement between the client and the adviser.

4.

Initial payment of the planning fee or investment advisory fee by the client to the advisor.

5.

Advisor may transact business only in states in which it is registered, or in which it is exempted from registration. The Investment Advisor must also be registered or exempted or excluded from registration in any state in which it responds to persons in that state to effect or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation.

Other Disclaimers:
The information in this web-site is based on data gathered from what the Advisor believes are reliable sources. It is not guaranteed as to accuracy, and does not purport to be complete and is not intended as the primary basis for investment decisions. It should also not be construed as advice meeting the particular investment needs of any investor.

Privacy Statement:

The Financial Discovery Group, Inc. is committed to maintaining the confidentiality, integrity and security of the personal information that is entrusted to us by our clients.  The categories of non-public information that we collect from clients may include information about their personal finances, information about their health to the extent that it is needed for the financial planning process, and information about transactions between them and third parties.  With the client’s permission, we disclose limited information to attorneys, accountants, mortgage lenders, and other professionals with whom they have established a relationship.  The client may “opt out” from our sharing information with these non-affiliated third parties by notifying us at any time by telephone, mail, fax, email or in person.  With the client’s permission, we share a limited amount of information about them with their investment brokerage firm in order to execute securities transactions on their behalf.  We maintain a secure office to ensure that client information is not placed at unreasonable risk.  We employ a hardware firewall barrier, secure data encryption techniques and authentication procedures in our computer environment.  We do not provide client personal information to mailing list vendors or solicitors.  We require strict confidentiality in our agreements with unaffiliated third parties that require access to client personal information, including financial service companies, consultants and auditors.  Federal and state securities regulators may review our Company records and client personal records as permitted by law.   Personally identifiable information about clients will be maintained while they are a client, and for the required period thereafter that records are required to be maintained by federal and state securities laws.  After that time, information may be destroyed. We will notify clients in advance if our privacy policy is expected to change.  We are required by law to deliver this Privacy Statement to clients annually, in writing.